Deviation/Violation Reporting

SOP #: PM-9

Next Review Date: 07/2009

Version #: 1.0

Review Interval Period: Annual

Approved Version #: 1.0  Date:  07/2008

Policy Reference:  MI-1

STEP 1: Deviation/Violation Reporting
  1. Deviation/Violation Reporting to NCI IRB
    • Sites should be aware of the expedited NCI IRB deviation/violation definitionsand reporting requirements as listed in the protocol:
      • Protocol Deviation: A protocol deviation is any change, divergence, or departure from the study design or procedures of a research protocol that is under the investigator’s control and that has not been approved by
        the IRB.
      • Protocol Violation: A protocol violation is a deviation from the IRB-approved protocol that may affect the subject’s rights, safety, or well being or the completeness, accuracy and reliability of the data.
    • External participating sites should complete the CCR Deviation/Violation form provided and send to the Study Coordinator either by email or fax.
    • The CCR Study Coordinator should submit the external site’s copy of the Deviation/Violation form in the CCR Integrated Medical Research Informational System (iRIS) to the NCI IRB under the Deviation Violation submission form.
    • Participating site will follow local IRB policy to report Deviations/Violations.
STEP 2: File Deviation/Violation Documentation
  1. The Coordinating Center should file copy of Deviation/Violation form in their master regulatory binder and in their regulatory binder for that site.
    • Include all related correspondence
    • Include documentation of submission to NCI IRB, and confirmation of receipt
    • Include documentation of submission to local IRB, if applicable
Last updated by Richman, Michele (NIH/NCI) [C] on Oct 31, 2014